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Thursday, March 21, 2013

Definitions: Archives and Institutional Repositories

Photo credit: Aureusbay
I’m wondering if anyone out there has any particular insights into the varying mission and functions of an archive versus an institutional repository. I thought I had a very clear idea in my head about what an institutional repository is, or at least its purpose. However, when I began to discuss this with my university’s archivist, her response was, “We already have an institutional repository—it’s called the archive!” This stumped me a bit. I don’t think they are the same thing, but it has been difficult to articulate the key differences.

After doing a little bit of research (Google was spectacularly unhelpful in this particular case) and some further discussions with our archivist, I have some coherent thoughts forming. I think archives and institutional repositories have related, but distinct purposes, which inform their policies and practices around content, preservation, and access.

Content
University archives collect a couple different kinds of content, including administrative records and materials relating to the history and accomplishments of the university and its members. While there may be legally required collections policies on administrative records, universities and their archivists generally have a fair amount of discretion when it comes to what to collect. Finally, in most institutions the archives were created in a pre-digital era, many of the objects in the archive were and continue to be physical. The shift to digital means a couple thing, one that archive catalogs are more likely to be online (just as with libraries), and two that archives must develop new policies for preserving objects that were “born digital”.

Institutional repositories collect the intellectual and scholarly output of a university. This may mean works published elsewhere, informally published works, grey literature, or work not formerly published. It is harder to make universal statements about what does or does not belong in an IR, because universities seem to use them different, however best fits their needs. I’ve seen examples of IR software that contain image collections and audio/visual collections. I would like to say that most of the materials in IR are “born digital”, but I’ve seen IRs that have digitized versions of old campus blueprints—something that seems more like an archival object to me.

Preservation or Access?
My crude, simplistic assessment of the major difference between archives and institutional repositories is that archives are more concerned with preservation and IRs are primarily about providing access. The two are clearly not mutually exclusive, in fact, one could ask what the point of preservation would be if not to provide future access, but that is just the librarian in me. However, when I look at the policies, practices, and opinions from these two communities, archivists and scholarly communication folks, this seems to be the key difference. 

The work of archivists is to ensure the long-term preservation of objects, often physical objects that are irreplaceable. They are concerned with original object, accession order, and provenance. While online archive catalogs have enabled more access points for searching and finding documents, archival cataloging is chiefly concerned with office of origin and date of creation. Compare this to library catalogs, even prior to the move online library catalogs still provided access points for author, title, and subject. 

In my mind institutional repositories are inextricably related to the open access movement. While they may serve the related purpose of preserving scholarship, their chief purpose is to provide access to that work. Scholars and librarians have advocated and created IRs in explicit opposition to disturbing trends in the scholarly publishing industry. 

What do you think? Are there other important differences between archives and institutional repositories? Or am I trying to create false distinctions between two things that are really the same?